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State auditor fraud hotline

April 6th, 2012 by saraclark

House Bill 66, which takes effect May 4, 2012, requires the Auditor of State to maintain a system for the reporting of fraud, including the misuse of public money by any public official or office.  The system allows individuals to make anonymous complaints through a toll-free telephone number, the Auditor of State’s website, or through the United States mail.  The Auditor’s office is required to keep a log of all complaints filed.

Who may file a complaint with the Auditor of State’s office?
Ohio residents and the employees of any public office may file a complaint.

What information will the Auditor’s log contain?
According to the statute, the log must contain the following information: the date the complaint was received, a general description of the nature of the complaint, the name of the public office or agency against which the complaint is directed, and a general description of the status of the review by the Auditor’s office.

Is the Auditor’s log a public record?
In most cases, the log will be a public record.  Information in the log may be redacted if a statute provides an applicable exemption.  Information will also be redacted during the course of an investigation conducted by the Auditor of State’s office.

What other impact does this bill have on public employers?
On May 4, 2012, school districts must make their current employees aware of the fraud-reporting system.  Districts must also provide information about the fraud-reporting system to all new hires. All new employees must confirm that they received this information within 30 days after beginning employment.

How should the district notify new employees of the fraud-reporting system?
Districts may require new employees to sign forms acknowledging that they were notified of the fraud-reporting system.  The Auditor of State has created a model acknowledgement form for this purpose, which is available online at: www.auditor.state.oh.us/services/lgs/bulletins/2012/2012-003.pdf.  Alternatively, districts may provide the fraud-reporting system information in the district’s employee handbook and instruct employees to sign and verify their receipt of the handbook.

Are current employees required to sign an acknowledgement form?
The statute requires only newly hired employees to acknowledge that they were notified of the fraud-reporting system.  Although the statute requires employers to make all of their employees (both new and current) aware of the fraud-reporting system, only newly hired employees are required by statute to acknowledge that they received the information.

Does the bill require us to make any changes to our current policies?
No.  HB 66 does not require districts to create or update any policies.  However, OSBA will be updating its whistleblower policy to reflect the changes in HB 66.  The updates will be included in the May 2012 edition of OSBA’s Policy Development Quarterly.

What requirements must be met before we may rehire a retired teacher or administrator?

April 3rd, 2012 by osbaextern

With the end of the school year just around the corner and the conclusion of the fiscal year soon after, many school districts are searching for ways to tighten their belts. Rehiring retirees, while often controversial locally, is one option that a district might consider.  School boards can renegotiate contracts in order to gain more control over costs, all while retaining experienced personnel. If a board of education decides to pursue a strategy of rehiring retirees, it must follow certain guidelines in order to comply with Ohio law.

Ohio Revised Code sections 3307.353 and 3309.345 mandate that any time a public school district seeks to re-employ a system retiree in the same position that the retiree held prior to retirement, the district must meet two requirements. First, the district must give public notice 60 days before the re-employment begins that the person is or will be retired and is seeking re-employment with the district. The notice must include the retiree’s name and the time, date, and location of the public meeting that is to be held to discuss rehiring the retiree. Second, the district must hold a public meeting between 15 and 30 days before the re-employment begins to discuss rehiring the retiree.

Opening the retire-rehire decision up for public discussion can give the community a voice, but the law also elicits more questions and concerns for school districts. The OSBA Legal Division has created a fact sheet outlining the procedural requirements set forth in the law, which is available online at www.ohioschoolboards.org/rehiring-retirees. Board members should contact the OSBA Legal Division for additional information or their board counsel for specific questions.

Can a school board conduct votes in open session by using a secret ballot?

November 4th, 2011 by jessicaspears

No. In advisory opinion 2011-038 (2011 Op. Att’y Gen. No. 038), the Ohio Attorney General (OAG) concluded that a public body (in this instance the State Board of Education) may not vote in an open meeting by secret ballot. The OAG determined that voting by secret ballot would violate Ohio’s open meetings law in much the same way as a violation occurs when public officials whisper or pass documents among themselves during meetings or when a vote would improperly be taken during executive session.  In such situations, a violation occurs because members of the public are prevented from knowing a critical part of the public body’s decision-making process.

A copy of the advisory opinion is available for download at the following link: OAG 2011-038

Are members of the governing board of a community school subject to the Ohio Ethics Law and related statutes?

May 3rd, 2011 by admin

Yes. On April 22, 2010, the Ohio Ethics Commission (OEC) issued Advisory Opinion No. 2010-01 regarding the application of the Ethics Law to community school officials. All governing boards of community schools are required to sign contracts agreeing to be bound by RC Chapter 102 and Section 2921.42. Because governing boards of community schools are agents of public agencies, the governing board members are also subject to RC 2921.43.

All officers and employees of a community school are also subject to the revolving door, confidentiality, conflict of interest, representation, public contract, and supplemental compensation restrictions in the Ethics Law and related statutes. Teachers who do not perform and have no authority to perform supervisory or administrative functions are exempted from revolving door and conflict of interest prohibitions.

What prompted this new opinion? The OEC first considered this question in Advisory Opinion No. 2003-01. At that time, the law that governed the application of the Ethics Law to community school officials and employees included several exceptions. Recently, the law was amended and the exceptions were removed. The Commission issued this opinion to make certain that all community school officials and employees subject to the law were aware of the statutory changes. This opinion specifically overrules the conclusions in Advisory Opinion No. 2003-01 regarding limits on the application of the Ethics Law and related statutes.

A copy of Advisory Opinion No. 2010-01 can be found at http://www.ethics.ohio.gov/opinions/2010-01.html.

Are we required to offer a coaching position to a teacher before hiring a non-licensed individual?

May 12th, 2010 by admin

Yes. The general rule is that boards must first offer the opportunity to direct, supervise, or coach a pupil activity program to qualified, licensed individuals in the district (RC 3313.53). Boards of education are permitted to employ non-licensed individuals who have pupil activity permits to direct, supervise, or coach a pupil activity program, but only if the board passes a resolution that outlines two things. First, the resolution must outline that the board has offered the position to a licensed individual in the district and that no one qualified has applied for or accepted the position. Second, the resolution must outline that the board has offered the position to other licensed individuals not employed by the district and that no one qualified has applied for or accepted the position. A board’s decision as to who is “qualified” to run the program is generally subject to deference and will not be overturned absent an abuse of discretion. With that said, if a board of education decides to employ a non-certified person over a certified employee who is both qualified and who has expressed an interest in the position, the board should have reasonable justification for its determination.

I have received a public records request for information related to the district’s curriculum. What am I required to provide?

April 28th, 2010 by admin

A number of districts have received public records requests asking for specific information relating to the curriculum that is being provided in the district. Please keep the following points in mind when complying with these requests:

  • Trade secrets are exempt from the Public Records Act. Trade secrets are defined in R.C. 1333.61(D) and includes information that gets its value from the fact that it is not generally known or readily ascertainable by other people who can obtain economic value from the information’s disclosure or use. In order to be considered a trade secret, the district must make reasonable efforts to maintain the information’s secrecy. In determining whether your district’s curriculum falls within the trade secret exemption, consider the following factors: 1) the extent to which the information is known outside the district; 2) the extent to which it is known to those inside the district (i.e. by employees); 3) the precautions taken by the district to guard the secrecy of the information; 4) the savings effected and the value to the district in having the information as against competitors; 5) the amount of effort or money expended in obtaining and developing the information; and 6) the amount of time and expense it would take for others to acquire and duplicate the information. State ex. rel. Perrea v. Cincinnati Pub. Schools, 123 Ohio St. 3d 410, 2009-Ohio-4762.

Copyright laws may limit a district’s ability to provide copies of textbooks, DVDs, and other protected materials. Educators are permitted to reproduce materials for classroom use in limited circumstances. In general, the reproduction of materials for other uses and copies of “consumable” items like workbooks, exercises, standardized tests, and answer sheets are protected by copyright laws and may not be copied without obtaining permission from the copyright holder. While you may offer available textbooks and DVDs to the requester at cost, districts should be cautious of making copies of the materials without first acquiring either a license to reproduce the materials or permission from the copyright holder.

  • A compilation of information must already exist before access to it will be ordered. Boards have no duty under the Public Records Act to create a new document by searching for and compiling information from its existing records. Although boards may elect to complete surveys, questionnaires, and other similar documents, they are not required to do so under the Public Records Act. The district should explain how such information is kept, and what records the requester would need to compile the information on their own.
  • A public office is under no duty to create a record to respond to the request. For example, if the district’s processes are not recorded, but rather originated as the result of an unrecorded verbal communication, the district is not required to create a record documenting that process.

  • A public office may charge costs for copies and for delivery of the information. Districts may charge only the actual costs of supplies used to make the copies and for postage, packing supplies, and other actual costs associated with the method of delivery or transmission chosen by the requester. The cost of employee time cannot be included in the cost of copies or delivery. The district may require payment of costs in advance.

  • A public office is not required to provide an estimated response timeline. When a public records request is made, the public office must “promptly prepare” the records and provide copies “within a reasonable period of time.” There is no standard amount of time by which copies of the records must be given. Districts should be cautious about promising timelines for requests. Failure to meet a self-imposed deadline can lead to statutory damages. Districts should instead offer to call or email the requester when the records are ready to be picked up.

Who is eligible for the health insurance coverage expansion to age 28?

April 13th, 2010 by admin

HB 1, which became effective in October 2009, requires insurers, Multiple Employer Welfare Arrangements (MEWAs), health insuring corporations (HICs) and public employee benefit plans to offer parents the opportunity to purchase health care coverage for their children up to age 28. This new opportunity must be provided for all policies or contracts issued or renewed, and plans established or modified, on or after July 1, 2010.

Who is eligible? To receive benefits up to age 28, the unmarried child must be:

  1. the natural child, stepchild, or adopted child of the employee;
  2. an Ohio resident OR a full-time student at an accredited public or private institution of higher education;
  3. not employed by an employer that offers any health benefit plan under which the child is eligible for coverage; and
  4. not eligible for coverage under Medicaid or Medicare.

The coverage expansion applies to the following types of coverage:

  1. group policies that include coverage for dependents, including COBRA and state continuation coverage
  2. individual policies that include coverage for dependents, including conversion, open enrollment basic and standard plans
  3. coverage issued by insurance companies, MEWAs, HICS or public employee benefit plans.

The coverage expansion does not apply to self-insured ERISA plans. It is also important to note that the older age child does not have to live with the parent, be financially dependent upon the parent, or be a student.

Have questions? All technical questions regarding the coverage expansion to age 28 should be directed to the Ohio Department of Insurance (ODI), Product Regulation Division at (614) 644-2644. Also, visit the ODI Web site at www.insurance.ohio.gov for a copy of the Coverage Expansion FAQ issued March 18, 2010.

How do we handle FMLA for teachers who request leave at the end of a school year?

April 6th, 2010 by admin

There are special rules in place for teachers and other instructional employees who take leave under the Family and Medical Leave Act (FMLA) at or near the end of the school year. The federal regulations contemplate three different scenarios, depending on when the employee takes the leave.

  • More than 5 weeks until summer. If an employee begins FMLA leave more than five weeks before the end of the term, the district may require the employee to continue taking leave until the end of the term if the leave will last at least three weeks and the employee is ready to return to work during the last three weeks of the term.
  • 3-5 weeks until summer. If an employee begins FMLA leave at some point during the last five weeks of the term, the district may require the employee to continue taking leave until the end of the term if the leave will last more than two weeks and the employee is ready to return to work during the last two weeks of the term.
  • 3 weeks until summer. If an employee begins FMLA leave at some point during the last three weeks of the term, the district may require the employee to continue taking leave until the end of the term if the leave will last more than five working days.

For example, if an employee plans two weeks of leave to care for a family member which will begin three weeks before the end of the term, the employer could require the employee to stay out on leave until the end of the term.

Under all three sets of rules, only the leave the employee needs to use shall be charged against the employee’s FMLA leave entitlement. In the example provided, only the two weeks of leave should be counted as FMLA leave. However, the employee maintains the right to group health insurance and job restoration during the entire three weeks of leave.

Finally, there may be situations where a teacher’s need for FMLA will start at the end of the school year and carry over to the beginning of the next school year. In those cases, the period during the summer vacation when the employee would not have been required to report for duty is not counted against the employee’s FMLA leave entitlement.

Can we withhold the grades of students who haven’t paid their fees?

March 2nd, 2010 by admin

Yes. RC 3313.642 (D) allows a school board to charge students for instructional materials and for the loss, damage or destruction of school equipment, musical instruments, library materials, or textbooks. If a student who is required to pay fees refuses to pay any fees or charges he or she is assessed, the student’s grades and credits may be withheld by the board until such payment is made. Keep in mind that recent changes to RC 3313.642 now prohibit school boards from charging instructional fees to students who are eligible for a free lunch under the National School Lunch Act and the Child Nutrition Act of 1966 if those fees are normally assessed as a result of the student’s participation in a course of instruction. Obviously, students who are eligible to have their fees waived should not have their grades or credits withheld by the board if they refuse to pay for any fees associated with materials needed to enable the student to fully participate in a course of instruction.

Supreme Court to rule on district’s ability to access employees’ text messages

February 26th, 2010 by admin

This spring, the United States Supreme Court will hear the case of City of Ontario v. Quon, which questions whether the Fourth Amendment protects the privacy of text messages that a government employee sends by electronic device.

In 2001, the city of Ontario, California distributed pagers to a number of the employees in its police department. Jeff Quon, a member of the department’s SWAT team, received one of the pagers. The city had no official policy governing use of the pagers, however, the city did have a general Computer Usage, Internet, and Email Policy that limited the use of city-owned equipment to city business. The policy also provided that the city maintained the right to monitor and log network activity with or without notice and that there was no expectation of privacy when using city email or the Internet. Quon attended a meeting during which the police department informed those present that pager messages would fall under the city’s policy as eligible for auditing. The city also set up an informal policy governing the use of the pagers. Each pager was allotted 25,000 characters, after which the individual was required to pay overage charges. So long as employees agreed to pay for any overages, the police department made it clear that they would not audit the pagers. In August 2002, Quon exceeded the 25,000 character limit by over 15,150 characters. The chief of police requested the transcript of the pager for auditing purposes. The company responsible for contracting out the pagers voluntarily disclosed the transcripts to the city without notifying Quon. The transcripts showed that a number of Quon’s messages were personal in nature and many of them were sexually explicit.

In response to the search, Quon filed suit against the police department, claiming that the search violated his rights under the Fourth Amendment. The district court held that, in light of the informal policy that the pager would not be audited so long as the user paid the overage charges, Quon had a reasonable expectation of privacy in his text messages. The court held that the police department’s liability hinged on whether the city’s intent was to uncover misconduct or to discover the usefulness of the usage limit. If it was the former, the search was unreasonable; if it was the latter, the search was reasonable. A jury found that the police chief’s intent was to determine the usefulness of the character limit. Therefore, the search was reasonable and the city was absolved of liability for the search.

The Court of Appeals for the Ninth Circuit reversed, holding that the city employees had a reasonable expectation of privacy for the text messages they sent because there was no formal text message privacy policy in place. The court also noted that the police department’s review of the text messages was unreasonable in its scope because the department could have used less intrusive methods to determine whether employees had properly used the text messaging service.

The United States Supreme Court has been asked to review two questions: 1) whether a SWAT team member has a reasonable expectation of privacy in text messages transmitted on his SWAT pager, where the police department has an official no-privacy policy, but a non-policymaking lieutenant announced an informal policy of allowing some personal use of the pagers; and 2) whether individuals who send text messages to a SWAT team member’s SWAT pager have a reasonable expectation that their messages will be free from review by the recipient’s government employer.

The National School Boards Association has filed an amicus brief (also known as a “friend of the court” brief) in the case, citing concerns with the Ninth Circuit’s holding that an unauthorized informal policy can create an expectation of privacy in workplace electronic communications, despite an official policy to the contrary and the public nature of the communication under public records laws. This ruling, they claim, “eviscerates a school district’s ability not only to efficiently and effectively manage the workplace, but also to ensure the health, welfare and safety of its students.”

The United States Supreme Court is expected to hear arguments in the case in the spring and issue a decision by the end of June 2010.


NOTE: This information is designed merely to inform and alert you of recent legal developments. This blog is not a substitute for competent legal counsel and readers should not act upon this information without legal advice. If legal advice is needed with respect to a specific factual situation, readers are encouraged to seek professional assistance.